No financial advisor wants to be under suspicion or investigation by the Financial Industry Regulatory Authority (FINRA). If you receive a Rule 8210 letter, that may be your first assumption. But it’s not necessarily true and a deeper understanding of the rule can...
Experienced Eminent Domain Representation for California and Texas Clients
Request a free consultation
You Are Here:
Uncategorized
Insurance professionals’ honest mistakes can cost them
The California Department of Insurance is in charge of regulating insurance agents, adjusters and other insurance professionals in this state. Part of the Department’s job is to make sure that these insurance professionals maintain high ethical standards and follow...
What should I know about medical board complaints and discipline?
In California, it is a significant professional achievement to be licensed to practice medicine. Those who work hard and diligently to achieve this lofty goal and strive to provide quality care to patients might not realize that their personal and professional...